We provide incubator services for new broker start-ups, including becoming an appointed representative of CTBSL within a regulatory framework which includes:
- guidance on the detection and prevention of financial crime, anti-money laundering and complaints procedures
- fully segregated client trust accounts for the handling of client money
- reconciliation of trust accounts in accordance with FCA CASS rules
CTBSL can also provide regulatory support and assistance on future applications that may be made to the Financial Conduct Authority for direct authorisation.