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Compliance & Regulation

Charles Taylor Investment Management Company Limited (CTIM) is a registered entity in England and Wales (No. 02597752). CTIM is authorised and regulated by the Financial Conduct Authority. FRN: 148462 CTIM is required to comply with both European and UK governance and law. For the most up to date compliance related reports, disclosure documents and key information please continue to review this section of the website.

Disclaimer: The information contained in this website does not constitute an offer of, or an invitation to apply for securities in any jurisdiction where such an offer or invitation is unlawful, or in which the person making such an offer is not qualified to do so. We accept no responsibility for the content of any external websites.

 

RTS 28

The European Securities and Markets Authority (ESMA) requires investment firms to publish, on an annual basis, information on the identity of execution venues and the quality of execution obtained. Read more...